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CISI Unit 1 - UK Regulation Final Exam Study Questions with COMPLETE SOLUTIONS (LATEST 2024]

  • CISI Unit 1 - UK Regulation Final Exam Study Questions with COMPLETE SOLUTIONS (LATEST 2024]

  • Exam (elaborations) • 6 pages • 2024
  • CISI Unit 1 - UK Regulation Final Exam Study Questions with COMPLETE SOLUTIONS (LATEST 2024] Who does the FCA report too? - CORRECT ANSWER HMT Who does the PRA report too? - CORRECT ANSWER The BOE Who did the PRA and FCA replace? - CORRECT ANSWER The FSA, as of the FSA2012 FCA's Strategic Objective - CORRECT ANSWER Make sure relevant markets function well FCA's Operational Objectives - CORRECT ANSWER Appropriate protection, integrity of financial system, effective competition P...
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